National market system plan

Results: 233



#Item
101Finance / Investment / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission / Chicago Stock Exchange / Securities Exchange Act / Consolidated Tape Association / National market system plan / Financial markets / Self-regulatory organizations / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CHX[removed]May 26, 2004 Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 by the Chicago Stock Exchange, I

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Language: English - Date: 2004-05-27 14:42:57
102Financial economics / Options Price Reporting Authority / Financial system / Finance / National market system plan / International Securities Exchange / Philadelphia Stock Exchange / U.S. Securities and Exchange Commission / Securities Exchange Act / Financial markets / United States securities law / Self-regulatory organizations

Microsoft Word[removed]doc

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Language: English - Date: 2008-01-31 11:54:44
103Public records / Financial markets / Options Price Reporting Authority / National market system plan

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2008-07-17 16:50:04
104United States Securities and Exchange Commission / Financial markets / Self-regulatory organizations / Stock market / Regulation NMS / Order / Chicago Stock Exchange / Securities Exchange Act / National market system plan / Economy of the United States / Financial economics / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No[removed]April 3, 2013 Joint Industry Plan; Order Approving the Third Amendment to the National Market System Plan to Address Extraordinary Market Volatili

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Language: English - Date: 2013-04-05 06:25:57
105Market data / Financial markets / Options Price Reporting Authority / National market system plan

Notice of Filing and Immediate Effectiveness of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information to Adopt a New Hosted Solution Fee and Other Changes to the

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Language: English - Date: 2011-07-07 10:11:21
10673rd United States Congress / Chicago Stock Exchange / Financial markets / Securities Exchange Act / Economy of the United States / U.S. Securities and Exchange Commission / National market system plan / Financial economics / Financial regulation / United States Securities and Exchange Commission / Self-regulatory organizations / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CHX[removed]July 7, 2004 Self-Regulatory Organizations; The Chicago Stock Exchange, Incorporated; Order Granting Approval to Proposed Rule Change and

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Language: English - Date: 2004-07-08 15:49:45
107Technology / National market system plan / SMS / Wireless / Financial markets / Mobile technology / Options Price Reporting Authority

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OPRA[removed]March 9, 2004 Options Price Reporting Authority; Notice of Filing and Immediate Effectiveness of Amendment to OPRA Plan Regarding Device

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Source URL: www.sec.gov

Language: English - Date: 2004-04-21 13:30:33
108United States Securities and Exchange Commission / Stock market / Finance / 73rd United States Congress / United States securities law / Securities Exchange Act / Order / NASDAQ / National market system plan / Financial economics / Financial markets / Investment

Federal Register / Vol. 69, No[removed]Wednesday, February 25, [removed]Notices proposed rule change (File No. SR– NASD–2004–05) is hereby approved on an accelerated basis. For the Commission, by the Division of Market

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Language: English - Date: 2004-06-15 10:52:35
109Auctioneering / Outsourcing / Request for proposal / Sales / U.S. Securities and Exchange Commission / National market system plan / Business / Procurement / Financial markets

FINANCIAL INFORMATION FORUM 5 Hanover Square New York, New York 10004  [removed]

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Language: English - Date: 2013-12-24 10:28:42
110Financial markets / Financial economics / International Securities Exchange / Securities Exchange Act / Financial regulation / National market system plan / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Financial system / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

Order Approving a Proposed Rule Change to Amend the Exchange’s Trade-Through and Locked Markets Rules; Rel. No[removed], File No. SR-ISE[removed]

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Language: English - Date: 2005-09-16 13:53:19
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